Wednesday, Apr. 30,
2003
On April 18, Attorney General John Ashcroft was reprimanded by a
federal judge for his failure to comply with a "gag order" - a
standing court order requiring attorneys not to make public comments
about the case.
Ashcroft's making a statement in contravention of the gag order
is disappointing. But what is particularly upsetting is that this is
not the first time. In cases in which defendants are charged with
terrorism-related offenses, Ashcroft and other Justice Department
prosecutors have repeatedly flouted both gag orders and state ethics
rules requiring prosecutors not to make prejudicial out-of court
statements about a defendant.
This time, the case at issue was the trial of four Detroit men
accused of operating a terrorist cell. But the violations have also
occurred in at least two prior cases, those of John Walker Lindh and
Lynne Stewart. There seems little question that Ashcroft has
consciously adopted a strategy of trying cases in the press so that
he can make sure he doesn't lose them in the courtroom.
It is especially disturbing that it is the Attorney General
himself who has violated court orders and ethics rules. He can
hardly set a standard for his prosecutors when he himself is a
law-violator. And his comments carry more weight than most: For
many, when the highest law enforcement officer in the country
speaks, his words have the imprimatur of truth. Thus, they can tend
to lethally "poison the well" of potential jurors.
The Recent Reprimand of Ashcroft
U.S. District Judge Gerald E. Rosen is the judge for the Detroit
case. His gag order has been in place since late 2001. It was
apparently prompted by Ashcroft's extremely prejudicial public
comment - later retracted - claiming that three of the
Detroit defendants had prior knowledge of the September 11 attacks.
On April 17 of this year, Ashcroft held a news conference in
Washington, D.C., in which he spoke about the Justice Department's
success in the "war on terror." During the conference, Ashcroft
commented that the government's lead witness in the Detroit case,
Youssef Hmimssa "pleaded guilty to multiple criminal charges, and is
currently cooperating in the Detroit cell case. Such cooperation is
a critical tool for our war on terrorism."
On April 18, newspapers reported Ashcroft's comment. That same
day, Judge Rosen opened the trial with a copy of an article in hand.
The Judge expressed his grave disappointment. He commented, "Given
all of the history here, I was distressed to see the attorney
general commenting in the middle of a trial about the credibility of
a witness who just got off the stand." Reiterating that the Attorney
General "is subject to the orders of this court," Judge Rosen
remarked that, in the April 17 statement, "It was pretty apparent
that he was bolstering the credibility of Mr. Hmimssa and his
work."
To his credit, the local federal prosecutor made no effort to
defend Ashcroft's injudicious remarks. Later, Department of Justice
spokesperson Barbara Comstock played down the remarks as part of a
"wide-ranging press conference," and minimized the judge's order as
merely representing his "wishes regarding publicity" - not what it
was: an authoritative mandate designed to protect the defendants'
constitutional fair trial rights.
It would be nice to think that Ashcroft has simply slipped up the
context of discussing numerous terrorism cases. Nice, but impossible
- for Ashcroft has repeated this kind of behavior too many times for
it to be unintentional. The John Walker Lindh and Lynne Stewart
cases are part of the same pattern.
Both cases had their problems: Lindh's confession may have been
coerced, and his request for a lawyer ignored; and Stewart was
herself a lawyer talking to her client, in wiretapped
attorney-client privileged conversations, when she allegedly
violated the law.
Ashcroft seemingly decided to "solve" these problems not in
court, but by repeatedly reiterating his belief that each is guilty
as charged. The implicit message is this: If they are guilty, who
cares if proper procedures were followed?
Ashcroft's Inappropriate Public Comments in the Lindh
Case
On the day after John Walker Lindh was indicted, January 16,
2002, Attorney General Ashcroft suggested that Lindh might be guilty
of even more, and more serious, offenses than those with which he
had already been charged. Specifically, he announced that the
government had not "foreclosed charging other crimes against this
individual," including those that carry the death penalty.
Moreover, Ashcroft suggested that Lindh, of his own volition, had
given hours of statements to government interrogators that confirmed
his guilt. Meanwhile, press reports suggested, to the contrary, that
Lindh had asked for an attorney and been denied one, and had given
the statements under pressure.
Ashcroft also insinuated that Lindh might have had something to
do with the September 11 terrorist attacks. "We cannot," he said,
"overlook attacks on America when they come from United States
citizens." In addition, for a period of time, statements were made
by some connected to the Justice Department linking Lindh to the
murder of a CIA operative who also lived in the Northern Virginia
area.
In the midst of all this negative publicity, how could Northern
Virginia jurors be expected to be objective? Ashcroft's and the
Justice Department's statements may have convinced Lindh to plead
guilty on the theory that he'd have no chance to face an unbiased
jury or judge.
Ashcroft's Post-Indictment Comments and Prosecutor Gag Order
Issues in the Stewart Case
A few months later, on April 9, 2002, attorney Lynne Stewart was
indicted on terrorism-related charges, as I discussed in a
prior column. Ashcroft announced the indictment in the shadow of
New York City's "Ground Zero," declaring Stewart an "associate" of
her client, convicted 1993 World Trade Center bomber Sheik Abdel
Rahman. In fact, she was one of Rahman's court-appointed
attorneys. That evening, Ashcroft went on The David Letterman
Show to tout the case, and promise to bring every "terrorist" to
justice.
U.S. District Judge John Koeltl issued a gag order in Stewart's
case. It appears that the government soon defied it - or, at a
minimum, was negligent in its compliance. A story reporting the
evidence supporting the government's search warrant appeared in a
New York newspaper - suggesting that either the government had
talked to the press, or the press had access to the affidavit
despite the gag order.
How could this have happened? Under questioning by the judge, the
best the prosecution could do was suggest it had not complied with
the order quickly enough, and a reporter therefore got to the court
file before this and other documents were removed to comply with the
court order.
The damage was done; tens of the thousands of potential jurors
read the content of the affidavit - without the benefit of the
cross-examination and contrary testimony that would have mitigated
its contents had the affiant instead given trial testimony.
The Relevant Ethics Rules, and How They Apply to Prosecutors,
Including Ashcroft
Even before a gag order is issued - and, indeed, even if no such
order is ever issued - state ethics rules prohibit prejudicial
statements by attorneys in a case.
These rules apply in both state and federal court, and to
prosecutors and defense attorneys alike. They were specifically
upheld by the Supreme Court in Gentile v. State
Bar of Nevada. There, the Court noted that "[f]ew
interests under the Constitution are more fundamental than the right
to a fair trial by impartial jurors," and such ethics rules are
necessary to uphold that right.
Every state has this type of ethics rule, governing all attorneys
who practice there. The American Bar Association's Model Rule 3.6,
on Trial Publicity, sets the standard. It prohibits an attorney who
is participating in a case investigation or litigation - as well as
any lawyer in the same firm or government agency - from making an
out-of-court statement that would have the substantial likelihood of
prejudicing "an adjudicative proceeding" in the matter. (Not just
trial proceedings, but also motion hearings, count as adjudicative
proceedings.)
Particularly unethical, according to an explanatory note to Rule
3.6, are statements such as the one Attorney General Ashcroft made
about cooperating witness Youssef Hmimssa in the Detroit case. As
Judge Rosen noted, Ashcroft's clear intent was to bolster Hmimssa's
credibility. But according to the explanatory note, Rule 3.6
specifically forbids comments having to do with "the
character, credibility, reputation or criminal record of a
...witness" in a criminal proceeding where the defendant faces
incarceration.
In short, Attorney General Ashcroft's ethical breach was plain.
As all lawyers are, he is held to know the rules and to have the
duty to scrupulously abide by them. Surely, he does not consider
himself above the ethical requirements. Or does he?
The Line Between Appropriate and Unethical Prosecutorial
Comments
Obviously, there is one kind of public statements prosecutors can
- and routinely do - make: They can announce an indictment. They
need to be very careful in doing so, however.
Model Rule 3.6 recognizes that "the announcement of an indictment
. . . will necessarily have severe consequences for the accused."
According, it says that "a prosecutor . . . should avoid comments
which have no legitimate law enforcement purpose and have a
substantial likelihood of increasing public opprobrium of the
accused." Unfortunately, that's exactly the type of comment that
Attorney General Ashcroft makes when he announces the
indictments--and he almost always holds public news
conferences to announce indictments against defendants charged with
terrorist-related crimes.
Prosecutors don't have to remain mute, however. Model Rule 3:8
(f) allows a prosecutor to make statements "that are
necessary to inform the public of the nature and extent of
the prosecutor's action." (Emphasis added). None of Ashcroft's
comments, beyond announcing the fact of the prosecution, were
"necessary." Was it really "necessary," for instance, for him to go
on Letterman to try to turn the public against Lynne Stewart?
(In contrast, under the Model Rules, defense attorneys are not
allowed to make statements they might think are necessary to inform
the public. But they can, at least, fight back to some extent
against prejudicial publicity that neither they, nor their client,
initiated, providing "such information as is necessary to mitigate"
that publicity.)
Prosecutors Should Be Paragons of Ethical Propriety
Federal prosecutors are supposed to set a standard for abiding by
the law - not to begin a "race to the bottom" to see who can ignore
ethics rules the most. The Attorney General, more than any, is
supposed to be a shining beacon of justice. These days, it's just
not so.
Consider the Supreme Court's comments about the federal
prosecutor in 1935 in Berger
v. United States: "[He represents] a sovereignty whose
obligation to govern impartially is as compelling as its obligation
to govern at all; and whose interest, therefore, in a criminal
prosecution is not that it shall win a case, but that justice shall
be done. . . . [Thus, in prosecuting,] while he may strike hard
blows, he is not at liberty to strike foul ones. It is as much his
duty to refrain from improper methods calculated to produce a
wrongful conviction as it is to use every legitimate means to bring
about a just one."
Now consider if this description of duty seems to have any
connection to the conduct of the current Attorney General of the
United States. Then ask yourself if an Attorney General who behaves
this way, can possibly expect - or instill in his line prosecutors
their duty to - behave any better.